The innovations in this paper are : 1 . because of the specific character of domestic trust investment companies , this paper digest the risks the trust investment companies facing and design the risk warning index system for trust investment company management 本文的創(chuàng)新之處在于: 1 、由于信托投資公司所面臨風(fēng)險(xiǎn)的獨(dú)特性,本文系統(tǒng)的研究了信托投資公司所面臨的風(fēng)險(xiǎn)并設(shè)計(jì)了針對(duì)信托投資公司風(fēng)險(xiǎn)管理的系統(tǒng)的風(fēng)險(xiǎn)預(yù)警指標(biāo)體系。
With the changing of our financial circumstance , the risks of trust investment companies facing are more and more complicated . how to well manage and control the complicated risks is critical problem that the domestic trust investment companies encounter during the period of further developing . this paper , trying to establish a risks early warning system in trust investment companies , offers means of risk management in order to help decision - making managers to improve ability of risks control 隨著我國(guó)金融環(huán)境的不斷變化,信托投資公司面臨的風(fēng)險(xiǎn)也日益復(fù)雜,如何對(duì)日益復(fù)雜的風(fēng)險(xiǎn)進(jìn)行良好的管理和控制是我國(guó)信托投資公司進(jìn)一步發(fā)展面臨的重大問(wèn)題,本文試圖通過(guò)在信托投資公司建立風(fēng)險(xiǎn)預(yù)警系統(tǒng),給信托投資公司的決策層提供一個(gè)風(fēng)險(xiǎn)管理的手段和工具,以提高信托投資公司風(fēng)險(xiǎn)控制能力。
Chapter two , sometimes is the common topic to civil law scholars , but the studying products fall short of depth and width , so this chapter is governed by the historic overview and comparative method , under the base of examining the development and vicissitude of roman trust notion , probing into why the civil law did n ' t develop and shape the institution of trusts like anglo - saxon jurisdictions , meantime collecting and analyzing the various experiences and lessons from a number of civil law countries , not only including mixed - system jurisdictions ( scotland , quebec ) influenced by common law tradition far - reachingly , but also including the various effects of the trust law codified by pure civil law countries ( liechtenstein , japan , latin american countries ) , and the developments of domestic trust in holland and italy under the rectification of the trust hague convention , ad hoc , including the experiences and lessons of non - recognition trust countries ( germany , france , switzerland ) that they had been penetrating into the notions in civil codes , all is intended to " portrayed " the competitive panorama between civil 第二章“信托觀念與民法傳統(tǒng)的沖突和融合” :這一主題一直是民法學(xué)者探討的核心問(wèn)題,本部分采取了歷史考察的方法和比較分析的方法,在考察羅馬法中的信托觀念的發(fā)展和變遷的基礎(chǔ)上,探討了為什么民法傳統(tǒng)沒(méi)有發(fā)展出如普通法系一樣的信托的若干原因,同時(shí)一廣泛地涉獵了民法法系各國(guó)繼受和發(fā)展信托觀念的不同的經(jīng)驗(yàn)和教訓(xùn),不僅包括深受普通法系影響的混合法系(蘇格蘭和魁北克)在民法傳統(tǒng)的物權(quán)法匡架中發(fā)展信托的獨(dú)特經(jīng)驗(yàn),而且考察了純粹民法傳統(tǒng)的國(guó)家(列支敦士登、日本和拉丁美洲國(guó)家以法典繼受信托的不同的效果,以及在1984年《關(guān)于信托的法律適用和承認(rèn)的公約卜v發(fā)展國(guó)內(nèi)信托例證?一荷蘭和意大利,更包括了對(duì)于沒(méi)有接受普通法系信托而在民法典中挖掘信托觀念的德國(guó)、法國(guó)和瑞十的經(jīng)驗(yàn)和問(wèn)題,并意圖勾畫民法傳統(tǒng)中的信托與普通法系的信托相競(jìng)爭(zhēng)的全景,介刑”析眾多經(jīng)驗(yàn)和教訓(xùn)i的基礎(chǔ)上為我國(guó)《信托法》的發(fā)展提供借鑒。